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  Home > Policies, Regulations, and Compliance > Research Policies
Research Policies

A number of University policies, set by the Board of Regents, the University Senate, and other administrative bodies, govern research performed at the University of Minnesota. Policies relevant to the fields of research, scholarship, and artistic activity are listed alphabetically by topic below. The complete policy name is listed in parentheses. Procedures supporting a policy listed below are available through the [Procedures] link next to that policy's name.

A complete list of University policies is available at the University of Minnesota Policy Library.
Selected federal policies related to research are listed on a separate page.


University research policies


Animal Care and Use (Board of Regents)

Acquiring Controlling Equity Interests in Technology Licensees (Board of Regents)

Centers (Creating and Evaluating Interdisciplinary Centers) [Procedures]

Clinical Trials and Other Fixed Price Contracts (Handling Clinical Trials and Other Fixed Priced Contracts) [Procedures]

Code of Conduct

Conflict of Interest - Individual (Individual Business or Financial Conflict of Interest) [Procedures]

Conflict of Interest (Implementing the Individual Business or Financial Conflict of Interest Regents Policy) [Procedures]

Conflict of Interest - Institutional (Institutional Conflict of Interest) [Procedures]

Controlled Substances (Using Controlled Substances for Research) [Procedures]

Cost Sharing (Offering Cost Sharing, Matching, and In-Kind Contributions on Sponsored Projects) [Procedures]

Cost Transfer (Processing Internal Accounting Transactions) [Procedures]

Delegation of Authority (Reservation and Delegation of Authority)

Direct/Indirect Costs (Charging of Direct and Facilities and Administrative [Indirect] Costs) [Procedures]

Donated Human Bodies (Procuring, Using, and Disposing of Donated Human Bodies Used for Research and Teaching) [Procedures]

Effort Certification [Procedures]

Fairview or Employing Fairview Resources

Hazardous Biological Agents (Using Potentially Hazardous Biological Agents for Research or Teaching) [Procedures]

Human Subjects (Board of Regents:Research Involving Human Subjects)

Human Subjects (Paying Human Subjects and Maintaining Confidentiality and 1099 Reporting) [Procedures]

Human Embryos or Embryonic Stem Cells (Conducting Research with Human Embryos or Embryonic Stem Cells) [Procedures]

Human Fetal Transplantation Research (Conducting Human Fetal Transplantation Research) [Procedures]

Intellectual Property (University Senate) [Procedures]

Commercialization of Intellectual Property Rights
(Board of Regents)

Legend and Investigational New Drugs (Using Legend and Investigational New Drugs for Clinical Research) [Procedures]

Misconduct (Academic Misconduct) [Procedures]

Misconduct
(Reporting and Addressing Concerns of Misconduct) [Procedures]

Openness in Research (Board of Regents)

Openness in Research [Procedures]

Outside Consulting and Other Commitments [Procedures]

Preaward or Advance Accounts (Charging Sponsored Project Costs Outside the Award Period) [Procedures]


Private Sponsorship of Research (Principles Governing Private Sponsorship of Research)

Program Income (Managing Program Income Earned on Sponsored Projects) [Procedures]

Recombinant DNA and Hazardous Biological Materials (Board of Regents: Activities Involving Recombinant DNA or Other Potentially Hazardous Biological Agents)

Record Retention Schedule

Reporting Inventions [Procedures]

Reporting Sponsor-Investigator Investigational New Drug Applications (IND) or Investigational Device Exemption (IDE) [Procedures]

Responsible Conduct of Research (Education in the Responsible Conduct of Sponsored Research and Grants Management)

Revenue (Accepting and Depositing University Revenue)

Submitting and Accepting Sponsored Projects  (Board of Regents)

Uncollectible Costs (Removing Uncollectible Costs Charged to Sponsored Projects) [Procedures]

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